1.4  COMPARING AGAINST THE THRESHOLD EQUITY IRR

1.4.1  The Authority is only entitled to share in the Refinancing Gain if the Contractor is projected to achieve the original base case Equity IRR-the Threshold Equity IRR-before taking the Refinancing Gain into account.

1.4.2  To calculate whether this hurdle has been crossed, an updated Equity IRR projection (the Pre-Refinancing Equity IRR) should be calculated for the whole life of the Project, taking into account:

•  Timing and amounts of the original investments of equity and shareholder subordinated debt;

•  Distributions received by Relevant Persons up to the Refinancing date;

•  Projected Distributions as shown in the pre-refinancing model.

1.4.3  If the Pre-Refinancing Equity IRR is greater than the Threshold Equity IRR, the Authority is entitled to its 50% share of the Refinancing Gain.

1.4.4  If this is not the case a calculation should be carried out to find the notional amount which, if received by investors as at the Refinancing date, would increase the Pre-Refinancing Equity IRR to the Threshold Equity IRR. This should be deducted from the Refinancing Gain; the Authority is then entitled to receive its 50% share of any remaining balance of the Refinancing Gain.

1.4.5  Payment of any such notional "catch-up" sum should be deducted from the increases in future projected Distributions before allowing for payment of the Authority's share as set out in Section 1.5.