3.2.  IDENTIFY AND MANAGE RISKS

As with other phases of the contracting cycle, there are risks to successfully formalising a contract. Risks assessments conducted at earlier points of the cycle should be reviewed at this stage for relevance.

Risks to successfully formalising the contract can arise from a number of sources. These include:

Sources of risk

Examples of risks

 

Actions of the acquiring entity

  Unknowingly entering into a contract

  Work commencing before the contract is signed

 

Contract negotiations

  Failure to focus negotiations on key outcomes

  Failure of negotiating team to understand the extent of their authority

  Negotiating team not having sufficient skills and experience and/or having required access to specialist advice

  Final negotiated position adversely impacts on the value for money outcome

  Agreeing to unnecessary or undesirable outcomes during negotiations

  Failure to behave fairly and ethically

When finalising contracts, care needs to be exercised not to create a contract orally or by the exchange of non contract documents or letters.

Final contract drafting

  Agreed outcomes not reflected in the final contract

  Failure to obtain all necessary approvals by those delegated to give them 

  Failure to include all necessary contract clauses or including inappropriate clauses

  Failure to establish the legal status of the contractor

 

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