KEY LITERATURE SOURCES FOR TRANSPORTATION-RELATED PPPs

Global Survey of PPPs: New Legislation Sets Context for Growth, Ratings Direct Research, published by Standard & Poor's, April 14, 2005.

AECOM Consult, Inc. "Synthesis of Public-Private Partnership Projects for Roads, Bridges & Tunnels from Around the World - 1985-2004", prepared at the request of the Federal Highway Administration, August 30, 2005.

AECOM Consult, Inc., National Council for Public Private Partnerships, and Parsons Brinckerhoff, Ltd., "Partnerships in Transportation Workshops, Final Report", prepared at the request of the Federal Highway Administration, March 17, 2004.

Alameda Corridor Transportation Authority Fact Sheet, 2006. http://www.acta. org/newsroom_factsheet.htm

Alameda Corridor Transportation Authority, "Alameda Corridor Readies Mid-Corridor Design-Build Contract for Approval," press release, Oct. 1, 1998. http://www.acta.org/Releases/releases_1 8.html

Anthony Fine and Simela Karasavidis, Public Private Partnerships/Private Finance Initiative: An Overview of the United Kingdom Experience and Trends for the Future, (Kilpatrick Stockton LLP).

Apogee Research, Inc., Implications of Change in Procedures and Laws to Advance Public-Private Partnerships, prepared at the request of the Federal Highway Administration , (FHWA-PL-95-026), April 30, 1995.

Apogee Research, Inc., Summary of the Federal Highway Administration's Symposium on Overcoming Barriers to Public-Private Partnerships, prepared at the request of the Federal Highway Administration, (FHWA-PL-94-026), May 1994.

Associated Builders and Contractors Web site, "Associated Builders and Contractors Legislative Position of Prevailing Wage / Davis-Bacon Act," January 2004. http://www.abc.org/user-assets/Documents/Government%20Affairs/IssueBriefs/DavisBaconAct.pdf

Ballati, Deborah S., ed., Surface Transportation: "Tools" in the Privatization "Tool Box," (New York: American Lawyer Media, Inc. Law Journal Press, 2001), Ch. 6.

• Battelle, Performance-Based Contracting for the Highway Construction Industry: An Evaluation of the Use of Innovative Contracting and Performance Specifications in Highway Construction, Final Report, prepared at the request of Koch Industries, Inc., February 2003. http://www.ncppp.org/resources/papers/battellereport.pdf

• Beehive: New Zealand Government Official Web site, "Land Transport Management Bill Public/Private Partnerships." http://www.behive.govt.nz/nzts/facts-ltmb-partnerships.cfm

• Besley and Ghatak, Government versus Private Ownership of Public Goods, Centre for Economic Policy Research, 2001.

• Building & Construction Trades Department, AFL-CIO Web site, "Questions and Answers about Davis-Bacon: Protecting the American Standard of Living." http://www.bctd.org/political/davisbacon/pdfs/db_questions.pdf

• Bureau of Transport and Communications Economics, Working Paper 33: Benefits of Private Sector Involvement in Road Provision: A Look at the Evidence, 1996. http://www.bte.gov.au/docs/wp33.pdf

• California Department of Transportation Innovative Finance Web site, "Private Investment Public Infrastructure - AB 680 Private Toll Road Program," May 2003. http://www.dot.ca.gov

• Cervero, Robert, Peter Hall, and John Landis, Transit Joint Development in the United States, Monograph No. 42, August 1992, Institute of Urban and Regional Development, National Transit Access Center, University of California, Berkeley. Also released as Transit Joint Development in the United States: A Review and Evaluation of Recent Experiences and an Assessment of Future Potential, Urban Mass Transit Administration (now the Federal Transit Administration), U.S. Department of Transportation.

• Robert Cervero, TCRP Report 102: Transit-Oriented Development in the United States, TRB, 2004.

• Cherian George, William Streeter, and Scott Trommer, "Bliss, Heartburn, and Toll Road Forecasts," Fitch Public Finance, November, 12, 2003.

http://www.fitchibca.com/corporate/reports/report. cfm?rpt_id=189364&sector_flag=8&mark etsector=1&detail

• Clifford Chance, LLP, Public Private Partnerships in Germany: The Private Financing of Transport Infrastructure Projects, March 2001. http://www.cliffordchance.com/uk/pdf/PPPinGermany .pdf

• Congressional Budget Office, Innovative Financing of Highways: An Analysis of Proposals, January 1998. http://www.cbo.gov/showdoc.cfm?index_320&sequence=0

• Congressional Budget Office, Toll Roads: A Review of Recent Experience, February 1997. http://www.cbo.gov/showdoc.cfm?index=4014&sequence=0

• DeWitt, Steven D. 2004 International Construction Management Scan. Summary presentation of results from the 2004 International Scan of Construction Management Practices for Effective Project Delivery, Contract Compliance and Quality Assurance, sponsored by AASHTO, ARTBA, AGCA, and FHWA, through its International Technology Exchange Program, 2005. http://www.international.fhwa.dot.gov/construction_mgmt/index.htm

Entwistle and Martin, From Competition to Collaboration in Public Service Delivery: A New Agenda for Research, Public Administration, Vol. 83, No. 1, pp. 233-242, 2005.

European Commission. "Guidelines for the Successful Public-Private Partnerships." Directorate-General for Regional Policy, Brussels, Belgium, March 2003.

European Commission. "Resource Book on PPP Case Studies." Directorate-General for Regional Policy, Brussels, Belgium, June 2004.

Facts Worth Knowing About the Øresund," Øresundsbron, 2006. http://www.oeresundsbron.dk

Fayard, Alain, Private Sector Participation for Highways in the EU Legal Framework. French Road Department, Paris, France. Presented at the Transportation Forum 2005, sponsored by the World Bank, Washington, D.C., March 2005.

"Federal Credit Program: Ground Breaks on SR 125 South Toll Road," FHWA's Innovative Finance Quarterly, Vol. 9, No. 3, Summer 2003.

http://www. fhwa. dot. gov/innovativefinance/ifq93. htm#federal

Federal Highway Administration, Exploring Key Issues in Public-Private Partnerships for Highway Development, Searching for Solutions: A Policy Discussion Series, No. 2, (FHWA-PL-92-023), June 1992.

Federal Highway Administration, FHWA Innovative Finance Primer, (FHWA-AD-02-004), April 2002, 45-46. http://www.fhwa.dot.gov/innovativefinance/ifp/ifprimer.pdf

Federal Highway Administration Web-Site, FHWA PPP Web Page: http://www. fhwa. dot. gov/ppp

Gibson, Nevil, "Long, winding road, Editor's INSIGHT," The National Business Review, December 3, 2002.

http://www.nbr. co. nz/print/print.asp?id=4580&cid=14&cname=Editor's+insight

Ginsberg, Steven, "Virginia Courting Private Sector to Plan, Fund Road Projects; Partnerships Are a Trend," The Washington Post, July 5, 2004, B1 and B5.

Global Survey of PPPs: New Legislation Sets Context for Growth, Ratings Direct Research, published by Standard & Poor's, April 14, 2005

Grout, Public and Private Sector Discount Rates in Public-Private Partnerships, The Economic Journal, 113, pp. C62 - C68, 2003.

Hart, O., Incomplete Contracts and Public Ownership: Remarks, and an Application to Public-Private Partnerships, 2002.

Hedlund, Karen J., The Case for Tax-Exempt Financing of Public-Private Partnerships, 1998, 4, citing Federal Reserve Board of Governors Statistical Release G. 13, March 13, 1998. http://www.reason.org/HEDLPDF.PDF

Heisse, John R. II, '"Best Value' Procurement: How Federal and State Governments Are Changing the Bidding Process," April 29, 2002.

http://www.constructionweblinks.com/resources/Industry_Reports Newsletters/April_29_2 002/best_value_procurement.htm

Highway Economic Requirements System, Volume IV: Technical Report, Federal Highway Administration, December 2000.

• Infrastructure Management Group, Inc. and Maryland and Government Finance Group, Inc., An Evaluation of the TE-045 Innovative Finance Research Initiative prepared at the request of the Federal Highway Administration, Chapter 1, October 1996.

http://www.fhwa. dot. gov/innovativefinance/evalcov.htm

"Innovation Paves the Way for the Massachusetts Route 3 North Project," FHWA's Innovative Finance Quarterly, Vol. 6, No. 3, Fall 2000.

http://www. fhwa. dot. gov/innovativefinance/ifq63. htm

• Innovative Finance Web site, "San Joaquin Hills Transportation Corridor Agency - Orange County, California." http://www.innovativefinance.org/projects/highways/joachin.asp

• Innovative Finance Web site, "State Route 125 Toll Road - San Diego County, CA." http://www.innovativefinance.org/projects/highways/125.asp

• Internal Revenue Service Web site, "IRS Module D Governmental and Private Activity Bonds," D-7. http://www.irs.ustreas.gov/pub/irs-tege/ph1modd.pdf "63-20 Corporations are formed under State non-profit laws for purposes of issuing obligations on behalf of a political subdivision."

• Jamieson, Craig, Adele Archer, Robert Robinson, and Robert Bain. PPPs in the U.K. Maintain Momentum, Despite Some Bad Publicity. Standard and Poor's Commentary, April 25, 2005. Reprinted in Standard & Poor's Infrastructure & Public Finance Ratings - Public Private Partnerships, Global Credit Survey 2005, May 2005.

• Kotze, R., Ferguson, A. & Leigland, J., Nelspruit and Dolphin Coast: Lessons from the First Concession Contracts, 1999.

• Lewis, Mervyn K., "Risk Management in Public-Private Partnerships," Center for Globalization and Europeanization of the Economy, Discussion Paper No. 12, CeGE Research Workshop at the George-August-University in Gottingen, Germany, June 2001. http://www.cege.wiso.uni-goettingen.de/Dokumente/Diskussion/discuss_12.pdf

• Lockwood, Steve, Public and Private Roles in Highway Network Development: An Agenda for Future Research on Institutions and Regulations, STELLA Conference on Transport and Sustainability , Athens, Greece, p. 2, 2004.

• Louisiana TIMED Program Web site, "TIMED Program Fact Sheet," February 2004. http://www.timedla.com/upload/files/programoverview/program%20fact%20sheet.pdf

• Melbourne Private University, Public Infrastructure Bulletin, September 2003.

• Molenaar, Keith PhD, The Design-Build Pilot Project Evaluation: A Measurement for the Process, Time, Cost, and Quality, SR 500 Thurston Way Interchange in Vancouver, WA, prepared at the request of the Washington State Department of Transportation, January 2003, Executive Summary. http://www.wsdot.wa.gov/biz/InnvContract/pdf/finalrptDBUofCo.pdf

• Moody's Investors Service, "Moody's Analytic Approach to TIFIA: The Credit Impact of the Springing Lien," Municipal Credit Research, January 2002.

• National Society of Professional Engineers, "Design/Build in the Public Sector (#1726)", July 1995. http://www.nspe.org/govrel/gr2-ps1726.asp

• National Society of Professional Engineers, "Design/Build in the Public Sector (#1726)," July 1995. http://www.nspe.org/govrel/gr2-ps1726.asp

• New Mexico State Highway and Transportation Department New Mexico Corridor 44 Project: A New Paradigm in Highway Construction, July 1998.

• Norment, Richard, "PPPs - American Style," The PFI Journal, 39, October 2002. http://www.ncppp.org/howpart/PFIArticle.pdf

• Notice listing Federal environmental laws and Executive Order applicable to the development and review of transportation infrastructure projects, 69 Fed. Reg. 25451, May 6, 2004.

• Notice listing Federal environmental laws and Executive Order applicable to the development and review of transportation infrastructure projects, 69 Fed. Reg. 25451, May 6, 2004.

NSW Government, Guidelines for Financial Appraisals, TPP97-4, 1997.

• Oakes, Amy, "Work on Part of Route 125 Underway: The Southern Portion Has Been Much Delayed," San Diego Union-Tribune, September 13, 2003.

• Orange County Transportation Authority Web site, "About the Project." http://www.octa.net/freeway/sr22/intro.asp

• Parsons Brinckerhoff and the Texas Transportation Institute, A Guide for HOT Lane Development, prepared at the request of the Federal Highway Administration (FHWA-OP-03-009), 2003.

• Peters, Mary E., Federal Highway Administrator, speech, Canal Road Intermodal Connector Meeting, Gulfport, Mississippi, October 21, 2003. http://fhwa.dot.gov/pressroom/re)31021.htm.

• Peters, Mary E., Federal Highway Administrator, excerpts from remarks as prepared for delivery to Associated General Contractors of America (AGC), 85th Annual Convention Highway and Transportation Contractors Division Meeting, Orlando, Florida, March 12, 2004. http://www.fhwa.dot.gov/pressroom/re040312.htm

• Pocahontas Parkway Web site, "What's New: Dedication of the Vietnam Veterans Memorial Bridge." http://www.PocahontasParkway.com/new.html

• Poole, Isaiah J., "Gas Tax Alternatives for a Nation on the Road," CQ Weekly, April 17, 2204.

• Poole, Isaiah J., "Transportation Money Comes with Strings," CQ Weekly, April 10, 2004.

• Proctor, Cathy, "Final Leg of E-470 Nears Completion," Denver Business Journal, December 12, 2002. http://www.bizjournals.com/denver/stories/2002/12/16/story1.html

Public Private Partnerships: The Government's Approach, published with the permission of the HM Treasury on behalf of the Controller of Her Majesty's Stationary Office, 2000. http://www.hm-treasury.gov.uk/media/1D111/80.pdf

• Romania: Ministry of Transport, Constructions and Tourism, Public Private Partnership: Opportunities for Major Investments in Romania, December 10, 2003. http://www.mt.ro/forum%20ppp/Bota%20final%20Dec%202003.pdf

• Smith, Nancy C, "A Critique of FHWA's Proposed Draft Design-Build Regulations," Public Works Financing, November 2001.

• South Carolina Department of Transportation Web site, "SCDOT 27 in 7 Peak Performance: How South Carolina is Building 27 Years of Road and Bridge Projects in Just 7 Years." http://www.dot.state.sc.us/inside/pdfs/27in7.pdf ; and, Federal Highway Administration, FHWA Innovative Finance Primer, (FHWA-AD-02-004), April 2002.

http://www. fhwa. dot. gov/innovativefinance/ifp/ifprimer. pdf

• Spence, G, Head of Private Finance Unit, HM Treasury, "HM Treasury's Recent Proposals in Relation to Financing: A Practical Guide to the Latest Financing Issues in PFI/PPP", transcript of City and Financial Conference, December 9, 2003.

• Stanford, Duane D., "Georgia 316 Expected to Be First Fast-Tracked Toll Road," The Atlanta Journal-Constitution, January 5, 2004.

• Stanford, Duane D., "A GA 316 Makeover: Toll Road to Athens? Contractors Pay Now, Collect Later," The Atlanta Journal-Constitution, January 22, 2004.

• State of California, Department of Transportation, Continuation Study to Evaluate the Impacts of SR 91 Value-Priced Express Lanes: Final Report, December 2000.

• "State Public-Private Partnership Legal Score Card: Enabling Laws for Transportation Partnerships," Public Works Financing, February 2004; and information provided by Nossaman, Guthner, Knox & Elliott, LLP.

• "Technical Corner: Accelerating Highway and Bridge Projects in Louisiana," FHWA's Innovative Finance Quarterly, Vol. 9, No. 2, Spring 2003.

http://www. fhwa. dot. gov/innovativefinance/ifq92. htm#tech_corner

"Technical Corner: New Mexico Corridor 44 Project Warranty," FHWA's Innovative Finance Quarterly, Vol. 5, No. 2, Summer/Fall 1999.

http://www. fhwa. dot. gov/innovativefinance/ifq52. htm#tech

• Texas Comptroller of Public Accounts, Paving the Way: A Review of the Texas Department of Transportation, January 2001, Chap. 4.2, citing "Work Thrives in San Antonio," Engineering News-Record, June 5, 2000. http://www.window.state.tx.us/txdot

• Texas Comptroller of Public Accounts, Paving the Way: A Review of the Texas Department of Transportation, January 2001, Chap. 4.2, citing a telephone interview with Steve Richards, project manager, Morrison Knudsen, August 18, 2000. http://www.window.state.tx.us/txdot

• Texas Department of Transportation, "Drafting the Future," August 2003. http://www.dot.state.tx.us/dtf/DraftingtheFuture.pdf

• The International Project Finance Association Web site, "PFI & PPP's: Frequently Asked Questions." Other countries implementing PPP's include Canada, Italy, Australia, Japan, France, Spain and Germany. http://www.ipfa.org/mediafiles/library254.pdf

The National Council for Public-Private Partnerships Web site, "Case Study: Massachusetts Route 3 North Project." http://ncppp.org/cases/route3.html

"Transit Oriented Development: State of the Practice, Future Benefits," Transit Cooperative Research Program (TCRP) Report No. 102, Federal Transit Administration, 2004.

• Transportation Finance Task Force, Report to Governor Bill Owens, March 2004. http://www.dot.state.co.us/TransportationFINANCETASKFORCEREPORT040204.pdf

• T-REX Project Official Website: https://www.trexproject.com

• T-Rex Project: Transportation Expansion Project Web site, "Introduction to T-REX." http://www.trexproject.com/trex_channels/about/introduction.asp

• UBS Investment Bank, State of New Jersey Asset Evaluation Program - Phase 1 Report, November 15, 2006.

• U.S. Department of Defense and Emergency Supplemental Appropriations for Recovery from and Response to Terrorist Attacks on the United States Act, 2002, Pub. L. No. 107-117, § 1108, 115 Stat. 2230, 2332 (2002).

• U.S. Department of Transportation, "VDOT Opens Final Portion of the Pocahontas Parkway, Route 895," press release, October 22, 2002. http://www.virginiadot.org/infoservice/news/RICH10232002-poca-ramp.asp

• U.S. Department of Transportation. Report to Congress on Public-Private Partnerships, December 2004. http://www.fhwa.dot.gov/reports/pppdec2004/index.htm

• U.S. General Accounting Office, Highways and Transit: Private Sector Sponsorship of and Investment in Major Projects Has Been Limited, (GAO-04-419), March 25, 2004. http://www.gao.gov/new.items/d04419.pdf

• U.S. General Accounting Office, Disadvantaged Businesses: Critical Information Is Needed to Understand Program Impact, (GAO-01-586), June 2001. http://www.gao.gov/new.items/d01586.pdf

• Virginia Department of Transportation, "About the Project." http://www.route288.com/abouttheproj ect. htm

• Virginia Department of Transportation, "Public-Private Transportation Act of 1995 Implementation Guidelines," April 2001. http://www.virginiadot.org/business/resources/PPTA-overview.pdf

• Virginia Department of Transportation, "Route 288 Is In Full Gear - Construction Begins on Completing the Western Loop around Richmond. Public-Private Partnership Saves Money and Time on High Profile Road Project," press release, May 31, 2001. http://www.virginiadot.org/infoservice/news/CO05312001-rt288.asp

• Virginia Department of Transportation, "Route 288 Is In Full Gear - Construction begins on completing the western loop around Richmond. Public Private Partnership saves money and time on high profile road project," press release, May 31, 2001.

• Victorian Government, Practitioners' Guide, June 2001.

• Washington State Department of Transportation Web site, "SR 500, Thurston Way Interchange." http://www.wsdot.wa.gov/projects/SR500ThurstonWayInterchange