1  Interpretation

1.1  In this Agreement, unless the context otherwise requires:

Accrued Rights has the meaning given to it in clause 10.8 (Authority Rights)

Accrued Rights Value means each of the [Construction Accrued Rights Liquidated Damages Value, the Construction Accrued Rights Value, the FM Accrued Rights Lifecycle Works Value, the FM Accrued Rights Termination Value and the FM Accrued Rights Value]

Appointed Representative means a Representative that has assumed the Service Provider's rights under the Project Agreement pursuant to clause 5.1 (Representative)

Authority Construction Liability Cap means the Construction Contractor's Liability Cap less the Construction Accrued Rights Value

Authority Construction Liquidated Damages Cap means the Construction Contractor's Liquidated Damages Cap less the Construction Accrued Rights Liquidated Damages Value

Authority FM Liability Cap means the FM Contractor Liability Cap for the Relevant Year less the FM Accrued Rights Value

Authority FM Life Cycle Works Cap means the Life Cycle Works Cap less the FM Accrued Rights Life Cycle Works Value

Authority FM Termination Cap means the FM Contractor Termination Cap less the FM Accrued Rights Termination Value

Authority Liability Cap means each of the Authority FM Liability Cap, the Authority FM Termination Cap, [the Life Cycle Works Cap,] or the Authority Construction Liability Cap [, or the Authority Construction Liquidated Damages Cap]1

Construction Accrued Rights Liquidated Damages Value means the amounts that would count against the Construction Contractor's Liquidated Damages Cap upon realisation of the Accrued Rights based upon the assessment notified to the Authority under clause 10.14 (Authority Rights), as the same may be adjusted in accordance with clause 20 (Dispute Resolution)

Construction Accrued Rights Value means the amounts that would count against the Construction Contractor's Liability Cap upon realisation of the Accrued Rights based upon the assessment notified to the Authority under clause 10.14 (Authority Rights), as the same may be adjusted in accordance with clause 20 (Dispute Resolution)

Construction Contract means the Construction Contract as defined in the Project Agreement and/or any novation thereof pursuant to the Construction Contractor Warranty

Construction Contractor Default has the meaning given to it in the Construction Contract2

Construction Contractor's Liability Cap has the meaning given to it in the Construction Contract3

Construction Contractor's Liquidated Damages Cap has the meaning given to it in the Construction Contract4

Construction Contractor Warranty has the meaning given in the Project Agreement

Deductions has the meaning given to it in the Payment Mechanism

Expert means an expert appointed pursuant to clause 20 (Dispute Resolution) to determine a dispute relating to this Agreement

Fair Value means the amount at which an asset or liability could be exchanged on an arm's length transaction between informed and willing parties, other than in a forced liquidation or sale

Final Statement has the meaning given to it in the Construction Contract5

FM Accrued Rights Life Cycle Works Value means the amount that would count against the Life Cycle Works Cap upon realisation of the Accrued Rights based upon the assessment notified to the Authority under clause 10.14 (Authority Rights), as the same may be adjusted in accordance with clause 20 (Dispute Resolution)

FM Accrued Rights Termination Value means the amounts that would count against the FM Contractor Termination Cap upon realisation of the Accrued Rights based upon the assessment notified to the Authority under clause 10.14 (Authority Rights), as the same may be adjusted in accordance with clause 20 (Dispute Resolution)

FM Accrued Rights Value means the amount that would count against the FM Contractor Liability Cap upon realisation of the Accrued Rights based upon the assessment notified to the Authority under clause 10.14 (Authority Rights), as the same may be adjusted in accordance with clause 20 (Dispute Resolution)

FM Contract means the FM Contract as defined in the Project Agreement and/or any novation thereof pursuant to the FM Contractor Direct Agreement

FM Contractor Default has the meaning given to it in the FM Contract6

FM Contractor Direct Agreement has the meaning given to it in the Project Agreement

FM Contractor Liability Cap has the meaning given to it in the FM Contract7

FM Contractor Termination Cap has the meaning given to it in the FM Contract8

Interim Payment has the meaning given to it in the Construction Contract9

Life Cycle Works Cap has the meaning given to it in the FM Contract10

Monthly FM Payment has the meaning given to it in the FM Contract11

Payment Mechanism means the payment mechanism set out in Schedule 15 to the Project Agreement

Project Agreement means the project agreement between the Authority and the Service Provider dated on or about the date of this Agreement

Relevant Required Insurances means the Required Insurances described in paragraph [2] of part 1 and paragraph [2] of part 2 of Schedule 18 (Insurances) of the Project Agreement12

Relevant Sub-Contractor means a sub-contracting party to a Works/Services Contract

Relevant Year means the [Contract Year]13 (as defined in the FM Contract) in which the Termination Date occurs

Representative means:

(a)  the Facility Agent, the Security Trustee, any Secured Finance Party and/or any of their Affiliates;

(b)  an administrator, administrative receiver, receiver or receiver and manager of the Service Provider appointed under the Security Documents;

(c)  a person directly or indirectly owned or controlled by the Facility Agent, the Security Trustee, and/or any Secured Finance Party; or

(d)  any other person approved by the Authority (such approval not to be unreasonably withheld or delayed)

Required Period means subject to clause 4 (No Liquid Market) the period starting on the date of a Termination Notice and:

(a)  prior to and including the final Services Availability Date, ending one hundred and twenty (120) days after the date of the Termination Notice;

(b)  after the final Services Availability Date, ending ninety (90) days after the date of the Termination Notice; or

(c)  in either case, ending on such earlier date as the Facility Agent may specify by written notice to the Authority

Secured Finance Party means []

Senior Debt Discharge Date means the date on which all amounts which may be or become owing by the Service Provider to each Secured Finance Party under the Senior Financing Agreements have been irrevocably paid in full

Step-In Date means the date on which the Facility Agent takes any action under clause 5.1 (Representative)

Step-In Period means the period from the Step-In Date up to and including the earlier of:

(a)  the date specified in a notice issued pursuant to clause 7.1 (Step-Out);

(b)  the date of any transfer under clause 8 (Novation)

(c)  the date of any termination for breach under clause 6 (Step-in Period); and

(d)  the date of expiry of the Project Agreement

Step-Out Date has the meaning given to it in clause 7.1 (Step-Out)

Suitable Substitute Contractor means a person approved by the Authority (such approval not to be unreasonably withheld or delayed) as:

(a)  having the legal capacity, power and authority to become a party to and perform the obligations of the Service Provider under the Project Agreement;

(b)  employing persons having the appropriate qualifications, experience and technical competence and having the resources available to it (including committed financial resources and sub-contracts) which are sufficient to enable it to perform the obligations of the Service Provider under the Project Agreement.

Termination Notice means a notice given by the Authority to the Facility Agent under clause 3.1 (Notice of Termination and Existing Liabilities)

Unrestricted Assets means those Assets, excluding any revenues or cash balances or rights accrued as at the Termination Date under or pursuant to or in connection with any of the Relevant Required Insurances (but not other Required Insurances), any Works/Services Contract or any Project Document, which are required by the Authority or its nominee or any replacement of the Service Provider for the purposes of the construction, operation or maintenance of the Facility following termination of the Project Agreement assuming such construction, operation or maintenance is carried out on terms substantially the same as the terms of the Project Agreement

Warning Notice means a formal warning notice served by the Authority under clause 52.1 (Warning Notice) of the Project Agreement

Works/Services Contract means a contract relating to the provision of the Works or any Service which is the subject of a Collateral Warranty14

1.2  The following terms have the meaning given to them in the Project Agreement:15

Additional Permitted Borrowing

Adjusted Estimated Fair Value of the Contract

Affiliate

Assets

Construction Contractor

Business Day

Certification Requirements

Collateral Warranty

Deductions

Distribution

Expiry Date

Final Warning Notice

FM Contractor

FM Contractor Direct Agreement

Holdco

Joint Insurance Account

Liquid Market

Performance Payment Deductions

Performance Point Deductions

Physical Damage Policies

Project

Project Documents

Required Insurances

Senior Financing Agreements

Service Commencement Date

Service Payment

Service Period

Services

Termination Date

Termination Sum

Unavailability Deductions

Works

1.3  The following terms have the meaning given to them in the Senior Financing Agreements:16

[Direct Agreement

Event of Default

Lender

Proceeds Account

Secured Finance Party

Security Document]




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1 Any caps set out in clause 10.7 should also be listed here.

2 This definition will need to be checked for consistency with the Subcontract definition.

3 This definition will need to be checked for consistency with the Subcontract definition.

4 This definition will need to be checked for consistency with the Subcontract definition.

5 This definition will need to be checked for consistency with the Subcontract definition.

6 This definition will need to be checked for consistency with the Subcontract definition.

7 This definition will need to be checked for consistency with the Subcontract definition.

8 This definition will need to be checked for consistency with the Subcontract definition.

9 This definition will need to be checked for consistency with the Subcontract definition.

10 This definition will need to be checked for consistency with the Subcontract definition.

11 This definition will need to be checked for consistency with the Subcontract definition.

12 These are the Delay in Start Up and Business Interruption insurances.

13 This definition will need to be checked for consistency with the Subcontract definition.

14 To be considered on a project specific basis as a collateral warranty is only provided by a sub-contractor to the Construction Contractor under the Project Agreement.

15 This list will need to be reviewed against the defined terms in the Project Agreement.

16 This list will need to be reviewed against the defined terms in the Senior Financing Agreements.