5.5  Market Soundings

For likely PPPs, Responsible Agencies, in consultation with NSW Treasury, and consistent with the probity framework, may conduct a market sounding or similar interactive process as early as the Business Case or Procurement Strategy stages or prior to EOI issue. Market soundings are particularly useful if a project is likely to be suitable for PPP procurement or for very complex projects.

Market soundings should be conducted as a genuine opportunity to receive input from the private sector to:

  establish private sector interest

  help develop key project objectives taking into account Government priorities (to be used consistently throughout any tender process)

  help inform project and service scope

  help inform, develop and resolve complex design, engineering and commercial risk allocations and mitigations, which may include feedback on any proposed Conditional Debt Pay Down (CDPD) structure.

  The level of input received from the private sector will depend greatly on the stage of project development and the amount of detail that Responsible Agencies can provide.

In conducting a market sounding, Responsible Agencies should ensure that they:

  have prepared a Market Communication Strategy (refer section 5.4)

  have clear objectives regarding the outcomes of the market sounding process and communicate these objectives to the potential bidders

  provide information on the status of the project (e.g. Business Case phase, to communicate that a procurement decision has not been made)

  do not raise expectations regarding the project if they have not received approvals for Government funding or procurement strategy

  use the opportunity to inform the development or revisions to the Market Communication Strategy to be used during any tender process

  have potential bidders sign a confidentiality deed poll.