Attachment E Project profile/risk criteria, criteria scores and weightings

Criteria and Weighting

Priority and Risk level

Score

Government priority: 25%

The level and timing of project or program priority, where:

  The level of priority for a project is specifically mandated (or where a Ministerial authority has been given to mandate that a project is a priority) in documents such as the NSW Budget, Premier's Priorities, State Infrastructure Strategy, Election Commitment, or is a response to a Legislative Change. Alternatively, the project is an enabler of a mandated priority project.

  The timing of the priority project can be either within or outside the Forward Estimates and relates to planning/ development commencement, construction commencement or construction completion.

These two conditions should exist.

Very high Government priority

Mandated priority project, and final business case or construction to be completed within forward estimates

5

High Government priority

Mandated priority project, and final business case or construction to commence within forward estimates

4

Medium Government priority

Mandated priority project, and final business case or construction to be completed outside forward estimates but within the next 1-2 years beyond forward estimates

3

Lower Government priority

Mandated priority project, and final business case and construction to commence outside forward estimates but within the next 3-6 years beyond forward estimates

2

Very low Government priority

Agency priority in Agency Strategic Plan over the next 10 years

1

Extremely low Government priority

Not a documented Government priority

0

Interface complexity: 20%

The extent to which the project or program's success will depend on the management of complex dependencies with other:

  Institutions - certain bodies are contributing to the funding of the project or will be given operational responsibility; and/or

  Projects or services - there are fundamental interdependencies with other projects or services that will directly influence the scope and cost of the project.

Very high interface complexity risk

  Institutional interface between Federal, local and private entities, or

  Fully interdependent on other projects or services

5

High interface complexity risk

  Institutional interface with 2 entities (Federal, local or private), or

  Important interdependencies with other projects or services

4

Medium interface complexity risk

  Institutional interface with 1 entity (Federal, local or private), or

  Some interdependencies with other projects or services

3

Low interface complexity risk

  Institutional interface with 1 entity, or

  Minor interdependence with other projects or services

2

Very low interface complexity risk

  Very little or infrequent interface with entities, or

  Very little interdependence on other projects or services

1

Extremely low interface complexity risk

No interface complexity

0

Complexity of procurement: 20%

The extent to which a project or program requires, sophisticated, customised or complex procurement methods (non-traditional), thereby increasing the need for a careful assessment and management of risk.

Procurement complexity may also be influenced by the extent of agency experience and capability. For example, some procurement methods (e.g. ECI) may be used more commonly by some agencies and represent a lower procurement risk.

Very high procurement complexity risk

Highly complex procurement. For example Public Private Partnership (PPP), or a Hybrid that includes a PPP.

5

High procurement complexity risk

Unconventional complex procurement. For example an Alliance or hybrid Alliance.

4

Medium procurement complexity risk

Some procurement complexity. For example, Early Contractor Involvement.

3

Lower procurement complexity risk

Minor procurement complexity. For example Directly Managed Contract.

2

Very low procurement complexity risk

Business as usual procurement. For example Design and Construct.

1

Extremely low procurement complexity risk

No procurement complexity. For example routine procurement method for a routine infrastructure product that is purchased.

0

Agency capability: 20%

The extent to which the sponsor agency has demonstrated capability (skills and experience), or can access through recruitment or procurement the required capability in the development and / or delivery of the type of project or program proposed and/or its delivery strategy.

Very high agency capability risk

No projects of this type previously delivered over the last 10 years

5

High agency capability risk

Few number of projects of this type previously delivered over the last 10 years

4

Medium agency capability risk

At least 5 projects of this type over the last 5 years

3

Lower agency capability risk

Multiple recurring projects

2

Very low agency capability risk

Business as usual type projects

1

Extremely low agency capability risk

No agency capability risk for routine

0

Essential service: 15%

The extent to which a project is essential to meet a deficiency that would otherwise have serious adverse impacts on the functioning of an existing community or the growth of a new community.

Very high essential service

Addresses an urgent and critical deficiency that could have an adverse impact upon service delivery for an existing community or the growth of a new community. For example:

  The provision of water or energy security; or

  An accelerated and unexpected demand for services (such as meeting rising demand for correctional facilities or to provide essential transport access)

5

High essential service

Addresses a serious deficiency that could have a high impact upon service delivery for an existing community or the growth of a new community.

4

Medium essential service

Addresses an important deficiency that could have a medium impact upon service delivery for an existing community or the growth of a new community.

3

Lower essential service

Addresses some deficiency that could have a low impact upon service delivery for an existing community or the growth of a new community.

2

Very low essential service

Addresses minor deficiency that could have a very low impact upon service delivery for an existing community or the growth of a new community. For example the provision of cultural projects.

1

Extremely low essential service

Not an essential service

0